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Margaret joined GMAG in 2016.
As Chief Compliance Officer, Margaret is responsible for the Management of GMAG’s Compliance Program. Margaret ensures she has an ongoing understanding of current and developing advisory regulations and their relation to our clients and our business. She applies a diligence to the responsibility that GMAG carries out its responsibility to implement a robust compliance program. She is charged with creating a culture of compliance achieved through; maintaining up-to-date polices and documentation, ensuring free and open communications within the practice, delivering compliance education programs, and consistent reviews of adherence to policies.
Prior to joining GMAG, Margaret was the Chief Compliance and Operations Officer at Fusion Family Wealth, where her key role was to strengthen, oversee, and manage the firm’s compliance program and operational systems and processes. Margaret also has professional experience as a General Securities Principal responsible for managing and oversight of the operational and risk mitigation functions for trading and operations in the institutional investor space.
Margaret holds a B.S. Degree in Business Management and Economics from SUNY Empire State College, and a Paralegal Certification from Adelphi University. She is currently pursuing a Chartered Regulatory Counsel designation from the Regulatory Compliance Association.